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Securities Exchange Act
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251	Statement of Financial Condition In accordance with requirements of the Securities and Exchange Commission (the “SEC”) under SEC Rule 17a-5, the audited Statement of Financial Condition as of December 31, 2012 of BNP Add to Reading List Source URL: primebroker.com Language: English - Date: 2015-08-27 11:43:46 U.S. Securities and Exchange Commission United States securities law Financial markets 73rd United States Congress Broker-dealer Fixed income market Securities Exchange Act Margin Net capital rule Securities Act
252	Notes Bearing Interest Published by the Business Law Section of the North Carolina Bar Association • Section Vol. 34, No. 1 • November 2012 • www.ncbar.org The Chair’s Comments The section’s first council meeti Add to Reading List Source URL: www.smithlaw.com Language: English - Date: 2015-10-13 12:01:39 U.S. Securities and Exchange Commission Crowdfunding Stock market United States securities law 73rd United States Congress Regulation A Regulation D Jumpstart Our Business Startups Act Securities Act Securities regulation in the United States Securities Exchange Act SEC filing
253	SECURITIES AND FUTURES ACT (CAPSECURITIES AND FUTURES (DISCLOSURE OF INTERESTS) REGULATIONS 2012 FORM Add to Reading List Source URL: valuemax.listedcompany.com Language: English - Date: 2016-06-07 05:12:03 Corporate finance Stock market Equity securities Security SEC filings Convertible bond Warrant Form 4 Kazakhstan Stock Exchange
254	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-02-10 15:45:44 U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act Securities regulation in the United States SEC filings
255	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-07-13 16:11:28 SEC filings U.S. Securities and Exchange Commission 73rd United States Congress Stock market Securities Exchange Act Securities regulation in the United States Schedule TO Security Securities Act
256	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-08-01 11:37:06 U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act Futures contract Short
257	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-05-16 16:03:00 U.S. Securities and Exchange Commission 73rd United States Congress Securities Exchange Act Securities regulation in the United States
258	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. CFORM 10 - K (Mark One) Add to Reading List Source URL: www.itex.com Language: English - Date: 2016-08-11 18:01:53 United States securities law Auditing Regulation S-K Amazon.com Securities Exchange Act
259	ALABAMA SECURITIES COMMISSION POLICY STATEMENT CONCERNING LIMITED OFFERING EXEMPTION FILINGS MADE PURSUANT TO SEC RULES 504, 505 AND 506 OF REGULATION D Add to Reading List Source URL: asc.alabama.gov Language: English - Date: 2013-11-22 17:15:09 U.S. Securities and Exchange Commission Financial markets SEC filings United States securities law Stock market Regulation D Form D National Securities Markets Improvement Act Security Broker-dealer Securities market Securities Act
260	SEC Forms: A Quick Reference Guide 2016 Edition Introduction Add to Reading List Source URL: www.intelligize.com Language: English - Date: 2016-06-02 11:22:48 SEC filings U.S. Securities and Exchange Commission Stock market United States securities law 73rd United States Congress Form 20-F Shelf registration Securities Act Prospectus Securities Exchange Act Regulation D Form 10-K

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